Commodity Pool Operator - PDFSEARCH.IO - Document Search Engine

Commodity Pool Operator
Results: 145

#	Item
31	Microsoft Word - _81333613___1__CPO CTA Registration Compliance Outline _2014_ _2_ Add to Reading List Source URL: www.morganlewis.com Language: English - Date: 2014-12-16 15:07:48 Investment Commodity Pool Operator Commodity pool Commodity Futures Trading Commission Hedge fund Commodity trading advisor National Futures Association Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Commodities market Financial economics Finance
32	UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, et al., Plaintiffs, v. Add to Reading List Source URL: www.ici.org Language: English Financial system Commodity Futures Modernization Act Commodity Pool Operator Commodity Futures Trading Commission Commodity pool Commodity Exchange Act Securities regulation in the United States National Futures Association Commodity market Commodities market Financial economics Finance
33	Microsoft Word - 12_commod_inv_gov_reg_final.docx Add to Reading List Source URL: www.ici.org Language: English Commodities market Funds Late-2000s financial crisis Commodity Futures Trading Commission Financial markets Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity pool Exchange-traded fund Commodity Pool Operator Financial economics Investment Finance
34	IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA, Plaintiffs, Add to Reading List Source URL: www.ici.org Language: English Commodity Futures Trading Commission Commodity Pool Operator Commodity Futures Modernization Act Commodity pool Financial system Commodity Exchange Act Commodities market Financial economics Financial regulation
35	Microsoft Word - 12_commod_inv_hist_rule4.5--.doc Add to Reading List Source URL: www.ici.org Language: English Financial system Business Commodity Futures Trading Commission Commodity Pool Operator Commodity Exchange Act Commodity pool Futures contract National Futures Association Commodity market Commodities market Financial economics Financial markets
36	1 Initial Ethics Training Please scroll through this course. No tests, no timers, no downloads. Move your mouse pointer to the arrow at the bottom of the vertical, narrow scroll bar at the right of this page. Left click Add to Reading List Source URL: www.walshagencyinc.com Language: English - Date: 2014-10-04 20:20:57 Commodities market Investment Futures contract Commodity Futures Trading Commission National Futures Association Futures exchange Short Commodity Pool Operator MF Global Financial economics Financial markets Finance
37	USCA Case #[removed]Document #[removed]Filed: [removed] Add to Reading List Source URL: www.ici.org Language: English Commodity Futures Trading Commission Commodity Pool Operator
38	Microsoft Word - 12_commod_inv_case_summary_final.docx Add to Reading List Source URL: www.ici.org Language: English Commodities market Financial services Financial markets Funds Exchange-traded fund Commodity Futures Trading Commission Securities regulation in the United States Commodity pool Commodity Pool Operator Financial economics Investment Finance
39	Microsoft Word - ICI Follow-up letter to CFTC on roundtable FINAL Add to Reading List Source URL: www.ici.org Language: English Financial services Funds Collective investment schemes Financial markets Registered Investment Advisor Regulation S-X Exchange-traded fund Financial adviser Commodity Pool Operator Financial economics Investment Finance
40	April 24, 2012 Via Electronic Mail: http://comments.cftc.gov David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.managedfunds.org Language: English Financial services Commodities market Funds United States securities law Commodity pool Commodity Pool Operator Hedge fund Commodity Futures Trading Commission Prospectus Financial economics Investment Finance

UPDATE